Senior Regulatory Exams & Audits Manager Job at Broadgate, Austin, TX

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  • Broadgate
  • Austin, TX

Job Description

Company: Leading Global Fintech

Title: Senior Regulatory Exams & Audits Manager

Location: Austin, TX

A publicly listed, mission-driven fintech serving tens of millions of customers across 70+ countries is looking for a compliance leader to own their U.S. regulatory exam program.

This isn't a back-office compliance role. You'll be the face of the regulatory infrastructure, managing end-to-end examinations with federal and state regulators and keeping critical bank partner relationships airtight.

What you'll own: → Leading regulatory examinations from first request to final response → Managing bank partner compliance audits and translating a cutting-edge AML tech stack for traditional auditors → Advising Product & Engineering as a 2LoD strategic partner, building compliance in from day one

You bring:

✔ Deep experience managing regulatory exams and audits (CFPB, OCC, NYDFS experience a strong plus)

✔ Financial crimes & consumer compliance expertise (MSBs, Reg E, UDAAP) ✔ The ability to hold the room with regulators and engineers

Compliance with visibility, ownership, and real impact. If you've been waiting for a seat at the table, this is it.

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